المصرف الوسيط في سوق الاوراق المالية دراسة مقارنة بين القانون العراقي والقانون المصري

Abstract

The stock market is an effective tool in revitalizing the economy and increasing its growth rates and represents the appropriate environment to attract and encourage local and foreign investment, and the main engine for trading securities in the market are the intermediaries identified by the legislator with certain persons. Institutions designated by the temporary law on stock exchanges to play this important role with a license from the Market Authority in accordance with a set of conditions and duties. The legislator’s goal is to protect the rights of clients who often lack experience and know-how in trading securities and to contribute to increasing investment awareness and transparency and reliability of information related to securities Finance. Therefore, the research focuses on clarifying the nature of the intermediary bank in the stock market by introducing it and the conditions that must be met in it, distinguishing its work from what is suspected, and clarifying its duties, and the important role it occupies in the trading of securities, as well as a statement by the competent authorities to monitor it and the consequences For violating the provisions of the law, then we end the research with a conclusion that includes our findings and suggestions